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The BHC Story

BHC was founded in 1989 on the simple belief that investment banking is, at its essence, about client success. Over 35 years, we have built an enviable track record based on trust, long-term relationships, and a single-minded pursuit of client value.

 

Thirty-five years later, BHC still lives this same mission: To be your trusted partner and guide where we succeed only when you succeed.

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What We Believe

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  • ​Recognize that trust is a cornerstone of any relationship

  • Process and teamwork are the foundation of well-executed transactions

  • Treat everyone (clients, counterparties, and employees) with dignity and respect

  •  Success is measured by client value

 

Competitive Differentiation

Focus on Corporate Finance for the Middle Market​

  • Focus on private middle market and small cap companies

  • Corporate finance is our business, not an adjunct for underwriting, research, trading or brokerage activities

  • Senior-level attention, significant capital raising and M&A experience​

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 Solutions Oriented Creativity​

  • We bring independent thinking, free of conflicts.

  • We find the best solution for the need, rather than fitting the solution to a product

  • Skilled financial structuring, marketing and positioning​

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 Professionalism​

  • Ethic of confidentiality, integrity, and professionalism

  • Compensation heavily weighted to successful completion of engagements

  • Reputation for quality transactions attracts investors

  • Each transaction is important

 

 

CONTACT US

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ONE STAMFORD PLAZA

9TH FLOOR

STAMFORD, CT 06901

212-753-1991

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Securities are offered through Finalis Securities LLC Member FINRA / SIPC. Brooks Houghton & Company is not a registered broker-dealer, and Finalis Securities LLC and Brooks Houghton & Company  are separate, unaffiliated entities. Finalis Securities LLC, Office of Supervisory Jurisdiction is located at 450 Lexington Ave, New York, NY 10017, 800-962-0418.

Finalis Privacy Policy | Finalis Business Continuity Plan | FINRA BrokerCheck  | Finalis Form Customer Relationship Summary (“Form CRS”)

 

www.brookshoughton.com (the BHC Website") is a website operated by Brooks Houghton &Company. This website is for informational purposes only, is not an offer, solicitation, recommendation, or commitment for any transaction or to buy or sell any security or other financial product, and is not intended as investment advice or as a confirmation of any transaction. Products and services on this website may not be available for residents of certain jurisdictions. Please consult with a Finalis Securities’ registered representative regarding the product or service in question for further information. Investments involve risk and are not guaranteed to appreciate. Any market price, indicative value, estimate, view, opinion, data, or other information herein is not warranted as to completeness or accuracy, is subject to change without notice, and Brooks Houghton &Company along with Finalis Securities LLC accepts no liability for its use or to update it or keep it current.

 

Investing in private placements involves a high degree of risk. These investments may be illiquid, speculative, and subject to substantial restrictions on transferability. Investors may lose all or part of their investment and should only invest capital they can afford to lose. Prospective investors should conduct their own due diligence and consult with their legal, tax, and financial advisors prior to making any investment decision. For your reference, Finalis’ Form CRS describes the services that we provide, how we are compensated, and other important information about Finalis Securities LLC. 

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